Kara A. Woodruff
Professional summary
Kara Ann Woodruff, who also goes by Kara Woodruff Blakeslee, Kara Ann Smith, Kara Woodruff Smith, is a registered financial professional currently at BLAKESLEE AND BLAKESLEE INC. located in San Luis Obispo, California.
Kara is registered as a RR (Registered Representative) and started their career in finance in 2009. Kara has worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kara Ann Woodruff's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2004 - Present
BLAKESLEE AND BLAKESLEE INC.
Office #1: 1101 Marsh Street, San Luis Obispo, CA 93401July 19, 2017 - January 29, 2019
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
November 10, 2009 - July 14, 2017
BLAKESLEE AND BLAKESLEE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 4/13/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BLAKESLEE AND BLAKESLEE INC.
CRD#: 8149 / SEC#: , 8-32071
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
BLAKESLEE AND BLAKESLEE INC.
CRD#: 8149San Luis Obispo, CA 93401TRUST BUT VERIFY
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