Randall W. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall William Byrne, who also goes by Randall W Byrne, Randall W. Byrne, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2004. Randall had worked at 7 firms and has passed the Series 63, Series 52TO, Series 22TO, Series 6TO, Series 99TO, Series 82TO, Series 79TO, SIE, Series 7, Series 39, Series 14, Series 26, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2023 - July 10, 2025
TCBI SECURITIES, INC.
February 10, 2022 - August 31, 2023
SEAPORT GLOBAL SECURITIES LLC
October 9, 2014 - August 24, 2021
CITIGROUP GLOBAL MARKETS INC.
August 10, 2012 - September 22, 2014
MACQUARIE CAPITAL (USA) INC.
March 5, 2010 - August 1, 2012
PARKMAN WHALING SECURITIES LLC
February 3, 2005 - January 12, 2010
JEFFERIES LLC
May 12, 2004 - February 11, 2005
RANDALL & DEWEY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/6/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 9/6/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 9/6/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 9/6/2023
Operations Professional ExaminationSeries 82TO
Date: 9/6/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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