John W. Hatfield
Professional summary
John Waiter Hatfield, who also goes by John W Hatfield, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Waiter Hatfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008March 4, 2011 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
August 3, 2006 - October 6, 2006
BGC FINANCIAL, L.P.
March 15, 2006 - May 2, 2006
CANTOR FITZGERALD & CO.
November 26, 2004 - March 15, 2006
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2016
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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