Anrong Peng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anrong Peng, who also goes by Ann Peng, was a registered financial professional .
Anrong is a previously registered financial professional and started their career in finance in 2004. Anrong had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2013 - April 22, 2015
EVLA HILLS EQUITY SERVICES LLC
October 25, 2010 - September 18, 2013
CITIGROUP GLOBAL MARKETS INC.
October 19, 2010 - September 18, 2013
CITIGROUP GLOBAL MARKETS INC.
September 8, 2006 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2006 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2005 - September 11, 2006
MORGAN STANLEY DW INC.
August 17, 2005 - September 11, 2006
MORGAN STANLEY DW INC.
October 18, 2004 - February 4, 2005
MML INVESTORS SERVICES, LLC
May 27, 2004 - July 23, 2004
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVLA HILLS EQUITY SERVICES LLC
CRD#: 142446 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 57,372,313 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
