Benjamin D. Johnson

FRG FAMILY WEALTH ADVISORS

Bellevue, WA 98004

Some features on this profile are disabled

CRD#: 4736820

Professional summary

Benjamin Dale Johnson, CFP® is a registered financial advisor currently at FRG FAMILY WEALTH ADVISORS located in Bellevue, Washington.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Benjamin has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Dale Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 23, 2016 - Present

FRG FAMILY WEALTH ADVISORS

Office #1: 10900 Ne 8th Street, Suite 1600, Bellevue, WA 98004

RIA

CRD#: 282542

Bellevue, WA

Past

October 1, 2015 - November 14, 2016

FINANCIAL RESOURCES GROUP

RIA

CRD#: 116897

BELLEVUE, WA

Past

January 1, 2010 - July 1, 2010

OSAIC WEALTH, INC.

CRD#: 23131

BELLEVUE, WA

Past

February 25, 2004 - August 3, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 25, 2004 - August 3, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRG FAMILY WEALTH ADVISORS

FINANCIAL RESOURCES GROUP | FRG FAMILY WEALTH ADVISORS | FINANCIAL RESOURCES GROUP.COM LLC

CRD#: 282542 / SEC#: 801-107191

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/2009

General Securities Representative Examination

Current Firm

FRG FAMILY WEALTH ADVISORS

FINANCIAL RESOURCES GROUP | FRG FAMILY WEALTH ADVISORS | FINANCIAL RESOURCES GROUP.COM LLC

CRD#: 282542 / SEC#: 801-107191

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10900 Ne 8th Street, Suite 1600, Bellevue, WA 98004

Mailing Address

Phone number

(425) 453-4122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRG FAMILY WEALTH ADVISORS BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	667
AUM (Assets Under Management)	$ 740,870,191

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Dale Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRG FAMILY WEALTH ADVISORS

FINANCIAL RESOURCES GROUP

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FRG FAMILY WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2010

Series 7

Date: 12/29/2009

Current Firm

FRG FAMILY WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRG FAMILY WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors