SK
Serita A. Kent
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CRD#: 4736711
SK
Serita A Kent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Serita A Kent, who also goes by Serita Antionette Kent, Serita Antionette Riggens, Serita Riggens, was a registered financial professional .
Serita is a previously registered financial professional and started their career in finance in 2004. Serita had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Serita Antionette Kent | Serita Antionette Riggens | Serita Riggens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner NATURE: This is a single-family residence that is currently rented for $950 per month. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/19/2019 ADDRESS: 2403 Salem Park Dr, Indianapolis IN 46239, United States DESCRIPTION: I own the property located at 2403 Salem Park Dr., This property is currently being rented for $950 per month. DOCXHUB LLC POSITION: Co-Owner NATURE: Docxhub is a mail and pack and ship store owned by my husband and myself. We mail packages, virtual mail office, notary, document shredding and passport services. We currently have 3 part-time employees. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2024 ADDRESS: 9105 E 56th St., Unit J, Indianapolis IN 46216, United States DESCRIPTION: I help with administrative work and sometimes perform notary services. scheduling and may occasionally perform notary services. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public - Indiana INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 12621 Teacup Way, Indianapolis IN 46235, United States DESCRIPTION: Notary Public for the State of Indiana performing general notary work. EZERRISE GROUP LLC POSITION: Co-Owner NATURE: This is an LLC created so that rental properties are not held in the names of my husband and myself for tax and liability purposes. the rental property at 2403 Salem Park Dr. will be held in this name. All rental properties are long term rentals 1-2 years or more. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2026 ADDRESS: 9105 E 56th St., Unit J, Indianapolis IN 46216, United States DESCRIPTION: Owning residential properties. Properties will be managed by a separate management company. RENTAL PROPERTY POSITION: Co-Owner NATURE: This is for a new purchase of a duplex that will be used for long term rentals. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 6226/6228 E 21st St, Indianapolis IN 46219, United States DESCRIPTION: collect rents. property will be managed by a separate property management company.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 3, 2025 - July 17, 2026
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Indianapolis, IN
Past
December 3, 2025 - July 17, 2026
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
November 14, 2024 - September 23, 2025
LPL ENTERPRISE, LLC
RIA
CRD#: 8733
INDIANAPOLIS, IN
Past
November 14, 2024 - September 23, 2025
LPL ENTERPRISE, LLC
BD
CRD#: 8733
INDIANAPOLIS, IN
Past
August 9, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Indianapolis, IN
Past
June 27, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Indianapolis, IN
Past
January 1, 2004 - March 7, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
