Jonathan J. Marshall

SPECTRUM INVESTMENT ADVISORS

MEQUON, WI 53092

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CRD#: 4736441

Professional summary

Jonathan James Marshall is a registered financial advisor currently at SPECTRUM INVESTMENT ADVISORS, INC. located in Mequon, Wisconsin.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Spectrum Investment Center, LLC; investment-related; 6328 West Mequon Road, Mequon, WI 53092 ; real estate rental; LLC Member; 10/26/2010; 1 hour per month; 1 hour per month during securities trading hours; attend meetings occasionally to participate in general business decisions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan James Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2004 - Present

SPECTRUM INVESTMENT ADVISORS, INC.

Office #1: 6329 West Mequon Road, Mequon, WI 53092

RIA

CRD#: 108669

MEQUON, WI

Past

March 31, 2011 - October 15, 2015

LPL FINANCIAL LLC

CRD#: 6413

MEQUON, WI

Past

December 19, 2003 - April 25, 2011

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

MEQUON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM INVESTMENT ADVISORS, INC.

CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/12/2016)

IAR

Wisconsin
(7/8/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPECTRUM INVESTMENT ADVISORS, INC.

CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

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Contact information

Main Address

6329 West Mequon Road, Mequon, WI 53092

Mailing Address

Phone number

(262) 238-4010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,026
AUM (Assets Under Management)	$ 849,662,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan J. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan James Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

SPECTRUM INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2004

Series 63

Date: 2/20/2004

SIE

Date: 10/15/2015

Series 7

Date: 5/12/2004

Series 6

Date: 12/18/2003

Current Firm

SPECTRUM INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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