Misty L. Lynch

SOUND VIEW FINANCIAL ADVISORS

Walpole, MA 02081-1802

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CRD#: 4736225

Professional summary

Misty Lynn Lynch, CFP®, who also goes by Misty L Laduke, Misty Lynn Laduke, Misty L Lynch, is a registered financial advisor currently at SOUND VIEW FINANCIAL ADVISORS located in Walpole, Massachusetts.

Misty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Misty has worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Small Business Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Entrepreneurs

Estate & Generational Planning...

Financial Psychology/Coaching

Fixed Fee (Subscription, Retai...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Misty L Laduke | Misty Lynn Laduke | Misty L Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Podcast host Demystifying Money - Approx 3 hours per month / 0 hours trading Author - Demystifying Money - To be published Spring 2022� TV Expert Guest - Approx 20 hours annually / 0� trading hours�� Certified Life Coach - Approx 5 hours per month / 0� trading hours Blog/ Website�-�mistylynch.com�- Approx 5 hours month / 0 trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Misty Lynn Lynch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

March 8, 2022 - Present

SOUND VIEW FINANCIAL ADVISORS

Office #1: 128 School Street, Walpole, MA 02081-1802

RIA

CRD#: 154732

Walpole, MA

Past

January 23, 2020 - January 3, 2022

BECK BODE LLC

RIA

CRD#: 282611

DEDHAM, MA

Past

October 25, 2018 - January 13, 2020

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

June 18, 2018 - January 13, 2020

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

RIA

CRD#: 174433

BOSTON, MA

Past

November 6, 2013 - December 28, 2015

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

November 13, 2007 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SOUTH BOSTON, MA

Past

November 12, 2007 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

SOUTH BOSTON, MA

Past

November 28, 2006 - October 17, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRISTOL, CT

Past

November 28, 2006 - October 17, 2007

LPL FINANCIAL LLC

CRD#: 6413

BRISTOL, CT

Past

March 24, 2006 - October 27, 2006

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

HARTFORD, CT

Past

December 15, 2005 - October 27, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

HARTFORD, CT

Past

December 15, 2005 - October 27, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HARTFORD, CT

Past

August 12, 2004 - October 27, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

HARTFORD, CT

Past

March 5, 2004 - August 9, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

RIA

CRD#: 40596

HARTFORD, CT

Past

February 5, 2004 - August 9, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/8/2022)

IAR

Texas
(9/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/19/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/23/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 12/3/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2004

General Securities Principal Examination

Current Firm

SOUND VIEW FINANCIAL ADVISORS

BROWN, SUSAN H. | SOUND VIEW FINANCIAL ADVISORS

CRD#: 154732 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/9/2010 Approved)

Texas

Registered Investment Advisory firm - (9/26/2022 Conditional Restricted)

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Contact information

Main Address

128 School Street, Walpole, MA 02081-1802

Mailing Address

Phone number

(508) 921-3533

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 41,947,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Misty L. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Misty Lynn Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

BECK BODE LLC

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2004

Series 4

Date: 6/19/2008

Series 53

Date: 5/23/2005

Series 51

Date: 12/3/2004

Series 24

Date: 10/4/2004

Current Firm

SOUND VIEW FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND VIEW FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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