JM
Justin S. Mackie
DAI WEALTH
HENDERSON, NV
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CRD#: 4736154
JM
Professional summary
Justin Scott Mackie is a registered financial advisor currently at DAI WEALTH, LLC located in Henderson, Nevada and DAI SECURITIES, LLC located in Henderson, Nevada.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Justin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Scott Mackie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2024 - Present
DAI WEALTH, LLC
RIA
CRD#: 138938
HENDERSON, NV
Current
May 17, 2024 - Present
DAI SECURITIES, LLC
BD
CRD#: 36673
HENDERSON, NV
Past
March 14, 2016 - May 15, 2024
ARETE WEALTH ADVISORS, LLC
RIA
CRD#: 145488
Henderson, NV
Past
December 16, 2015 - May 15, 2024
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
Henderson, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2025)
RR
Arizona(5/17/2024)
IAR
Arizona(6/14/2024)
RR
California(5/17/2024)
RR
Colorado(6/14/2024)
RR
Florida(5/17/2024)
RR
Georgia(5/17/2024)
RR
Iowa(5/17/2024)
RR
Kansas(5/20/2025)
RR
Missouri(5/17/2024)
RR
Nevada(5/17/2024)
IAR
Nevada(5/29/2024)
RR
New Jersey(5/17/2024)
RR
New Mexico(5/21/2024)
RR
North Carolina(5/17/2024)
RR
Ohio(5/17/2024)
RR
South Carolina(5/21/2024)
IAR
Texas(6/4/2024)
RR
Texas(6/19/2024)
RR
Utah(6/12/2024)
RR
Virginia(5/17/2024)
RR
Washington(5/17/2024)
IAR
Washington(6/4/2024)
RR
West Virginia(5/17/2024)
RR
Wisconsin(6/6/2024)
RR
Wyoming(5/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 267,417,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
