Chennupati R. Rao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chennupati Raghavendra Rao, who also goes by C R Rao, was a registered financial professional .
Chennupati is a previously registered financial professional and started their career in finance in 2004. Chennupati had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - August 14, 2021
TD AMERITRADE, INC.
July 21, 2005 - July 9, 2013
FIDELITY BROKERAGE SERVICES LLC
March 26, 2004 - April 27, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 2004 - April 27, 2005
IDS LIFE INSURANCE COMPANY
March 8, 2004 - April 27, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
January 5, 2004 - March 8, 2004
IDS LIFE INSURANCE COMPANY
January 5, 2004 - March 8, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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