Jeffrey R. Hearle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Roger Hearle, CFP®, who also goes by Jeffrey Hearle, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
January 28, 2015 - October 31, 2017
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - October 31, 2017
CAPITAL ONE INVESTING, LLC
April 26, 2010 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
April 26, 2010 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
June 13, 2007 - May 7, 2010
CHEVY CHASE FINANCIAL SERVICES
June 13, 2007 - May 1, 2010
CHEVY CHASE FINANCIAL SERVICES
June 30, 2005 - May 23, 2007
FERRIS, BAKER WATTS, LLC
February 9, 2005 - May 23, 2007
FERRIS, BAKER WATTS, LLC
December 16, 2003 - March 15, 2005
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
