Nathan B. Thomsen

PARALLEL ADVISORS

WARWICK, RI

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CRD#: 4735962

Professional summary

Nathan Buzaid Thomsen, CFP®, who also goes by Nate Buzaid Thomsen Mr., Nathan Buzaid Thomsen, Nathan Thomsen, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in Warwick, Rhode Island.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nathan has worked at 10 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Buzaid Thomsen Mr. | Nathan Buzaid Thomsen | Nathan Thomsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; not investment-related; started 03/2004; zero hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Buzaid Thomsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 1, 2025 - Present

PARALLEL ADVISORS, LLC

RIA

CRD#: 140800

WARWICK, RI

Past

July 19, 2021 - April 21, 2025

ADVISORS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 112266

Cambridge, MA

Past

September 19, 2018 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

STAMFORD, CT

Past

September 19, 2018 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

STAMFORD, CT

Past

July 13, 2018 - September 13, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

April 4, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

STAMFORD, CT

Past

April 2, 2013 - August 27, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

STAMFORD, CT

Past

October 1, 2007 - January 20, 2012

OSAIC FA, INC.

RIA

CRD#: 3978

WINDSOR, CT

Past

September 24, 2007 - January 20, 2012

OSAIC FA, INC.

CRD#: 3978

WINDSOR, CT

Past

June 23, 2005 - October 1, 2007

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

June 15, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SHELTON, CT

Past

June 15, 2005 - October 1, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WETHERSFIELD, CT

Past

February 27, 2004 - January 27, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

HARTFORD, CT

Past

February 4, 2004 - January 27, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(5/1/2025)

IAR

Texas
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/4/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/3/2004

General Securities Representative Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan B. Thomsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Buzaid Thomsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS CAPITAL MANAGEMENT, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

OSAIC FA, INC.

OSAIC FA, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2004

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 31

Date: 3/4/2004

Series 7

Date: 2/3/2004

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

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