Timothy M. Webb

RCM WEALTH ADVISORS

Crown Point, IN 46307

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CRD#: 4735714

Professional summary

Timothy M Webb is a registered financial advisor currently at RCM WEALTH ADVISORS located in Crown Point, Indiana.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Timothy has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALL REGISTERED INVESTMENT ADVISOR ACTIVITY 33% OWNER OF KNOW YOUR OPTIONS, LLC DBA RCM WEALTH ADVISORSM RCM ACCESS, RCM CORPORATE BENEFITS, RCM FINANCIAL SERVICES. 75% OWNER OF IOLITE ASSET MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy M Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2012 - Present

RCM WEALTH ADVISORS

Office #1: 123 N Main St Suite 209m, Crown Point, IN 46307

CRD#: 153641 / SEC#: 801-92177

RIA

Registered Investment Advisory firm - (4/20/2015 Approved)

California

Registered Investment Advisory firm - (5/22/2015 Terminated)

Illinois

Registered Investment Advisory firm - (4/22/2015 Terminated)

Indiana

Registered Investment Advisory firm - (4/22/2015 Terminated)

New York

Registered Investment Advisory firm - (4/22/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/20/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2004

General Securities Representative Examination

Current Firm

RCM WEALTH ADVISORS

CRD#: 153641 / SEC#: 801-92177

RIA

Registered Investment Advisory firm - (4/20/2015 Approved)

California

Registered Investment Advisory firm - (5/22/2015 Terminated)

Illinois

Registered Investment Advisory firm - (4/22/2015 Terminated)

Indiana

Registered Investment Advisory firm - (4/22/2015 Terminated)

New York

Registered Investment Advisory firm - (4/22/2015 Terminated)

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Contact information

Main Address

318 W Adams St 10th Floor, Chicago, IL 60606

Mailing Address

Phone number

(866) 903-1822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNOW YOUR OPTIONS INC FIRM DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 324,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy M. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy M Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVIS SECURITIES LLC

BROKERSXPRESS LLC

BROKERSXPRESS LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

RCM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2006

Series 63

Date: 3/20/2004

SIE

Date: 11/20/2014

Series 7

Date: 1/16/2004

Current Firm

RCM WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RCM WEALTH ADVISORS

TRUST BUT VERIFY

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