Clarence Z. Wurts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Zantzinger Wurts, who also goes by Clarence Z Wurts, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1969. Clarence had worked at 5 firms and has passed the Series 63, SIE, Series 5, Series 15, Series 1, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - February 14, 2019
PHILADELPHIA INVESTORS, LTD.
April 14, 1989 - January 2, 2019
PHILADELPHIA INVESTORS, LTD.
August 11, 1987 - May 24, 1989
LAVERELL, REYNOLDS SECURITIES, INC.
January 5, 1987 - August 3, 1987
HOPPER SOLIDAY & CO., INC.
September 26, 1986 - December 22, 1986
EDWARD C. RORER & CO., INC.
April 6, 1984 - July 31, 1986
EDWARD C. RORER & CO., INC.
October 8, 1969 - January 6, 1984
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 1/24/1983
Interest Rate Options ExaminationSeries 15
Date: 12/8/1982
Foreign Currency Options ExaminationSeries 1
Date: 8/7/1967
Registered Representative ExaminationSeries 40
Date: 4/29/1968
Registered Principal ExaminationCurrent Firm
PHILADELPHIA INVESTORS, LTD.
CRD#: 23905 / SEC#: , 8-40805
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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