Stanley Wunderlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Wunderlich, who also goes by Ironman Wunderlich, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1972. Stanley had worked at 8 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1992 - July 6, 1994
RENAISSANCE FINANCIAL SECURITIES CORP.
October 14, 1991 - December 2, 1992
ROBERT TODD FINANCIAL CORP.
March 7, 1990 - March 7, 1991
DUNHILL EQUITIES, INC.
March 8, 1988 - May 8, 1989
J. T. MORAN & CO., INC.
May 11, 1978 - May 26, 1988
KRIEGER, WUNDERLICH, FIALKOV, SCHEINMAN & CO., INC.
August 11, 1976 - June 15, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 6, 1975 - September 14, 1976
LOEB RHOADES & CO
April 10, 1972 - October 31, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 4/6/1972
Registered Principal ExaminationCurrent Firm
RENAISSANCE FINANCIAL SECURITIES CORP.
CRD#: 10735 / SEC#: , 8-27267
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
