Anthony W. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony William Clark was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1981. Anthony had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - July 9, 2014
WILLOW COVE INVESTMENT GROUP, INC.
July 27, 2011 - March 14, 2013
R.W. TOWT & ASSOCIATES
February 20, 1998 - July 15, 2011
CAPITAL GROWTH RESOURCES
October 29, 1997 - March 11, 1998
EQUITY PROGRAMS CORPORATION
November 16, 1994 - October 21, 1997
PIM FINANCIAL SERVICES, INC.
October 30, 1991 - November 18, 1994
CAPITAL GROWTH RESOURCES
April 28, 1982 - November 11, 1991
SAINT ANTHONY SECURITIES, INC.
December 7, 1981 - May 14, 1982
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/14/1966
Registered Representative ExaminationCurrent Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
