Shanna J. Reed

MARIDEA WEALTH MANAGEMENT

GILBERT, AZ 85296

Some features on this profile are disabled

CRD#: 4734752

Professional summary

Shanna Joelle Reed, who also goes by Shanna Joelle Tingom, Shanna Tingom, is a registered financial advisor currently at MARIDEA WEALTH MANAGEMENT located in Gilbert, Arizona.

Shanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shanna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shanna Joelle Tingom | Shanna Tingom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BY HFS; INVESTMENT-RELATED; 323 S GILBERT RD, STE 111, GILBERT AZ; FINANCIAL COACHING, TAX, DIVORCE, ESTATE PLANNING, AND BUSINESS LEGAL SERVICES; OWNER; LESS THAN 5% OF TIME DURING THE MONTH. 2) MARIDEA INSURANCE COMPANY, LLC; SAME ADDRESS; INVESTMENT-RELATED; LICENSED INSURANCE AGENT; INSURANCE SALES AND IMPLEMENTATION OF INSURANCE RECOMMENDATIONS; 10% OF TIME DURING THE MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shanna Joelle Reed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

MARIDEA WEALTH MANAGEMENT

Office #1: 323 S Gilbert Road Ste 111, Gilbert, AZ 85296

RIA

CRD#: 325523

GILBERT, AZ

Past

May 20, 2015 - September 9, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Scottsdale, AZ

Past

April 17, 2015 - September 9, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Gilbert, AZ

Past

February 13, 2012 - April 20, 2015

EDWARD JONES

RIA

CRD#: 250

GILBERT, AZ

Past

October 21, 2011 - April 20, 2015

EDWARD JONES

CRD#: 250

GILBERT, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2011

General Securities Representative Examination

Current Firm

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

25 Kent Avenue Suite 401, Brooklyn, NY 11249

Mailing Address

Phone number

(347) 289-5227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	2,509
AUM (Assets Under Management)	$ 469,226,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lorenzo Lucas

J.P. MORGAN SECURITIES LLC

La Jolla, CA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Steven Newman

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shanna J. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shanna Joelle Reed's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MARIDEA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2011

Current Firm

MARIDEA WEALTH MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIDEA WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors