Gregory N. Frankos

GATEWAY WEALTH PARTNERS

EASTON, MD 21601

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CRD#: 4734409

Professional summary

Gregory Nicholas Frankos is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Easton, Maryland and LPL FINANCIAL LLC located in Easton, Maryland.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Gregory has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Nicholas Frankos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2023 - Present

GATEWAY WEALTH PARTNERS, LLC

Office #1: 11 Bay St, Easton, MD 21601

RIA

CRD#: 322789

EASTON, MD

Current

September 18, 2019 - Present

LPL FINANCIAL LLC

Office #1: 11 S Washington St Ste B, Easton, MD 21601

RIA

CRD#: 6413

EASTON, MD

Past

September 17, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

EASTON, MD

Past

September 18, 2019 - May 22, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

EASTON, MD

Past

March 20, 2014 - September 18, 2019

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

EASTON, MD

Past

March 18, 2014 - September 18, 2019

INVESTACORP, INC.

CRD#: 7684

EASTON, MD

Past

October 14, 2010 - March 19, 2014

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

EASTON, MD

Past

February 3, 2004 - March 19, 2014

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

EASTON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(9/18/2019)

Florida
(9/18/2019)

Maryland
(9/18/2019)

IAR

Maryland
(2/15/2023)

New Jersey
(9/16/2025)

North Carolina
(12/16/2020)

Pennsylvania
(9/18/2019)

Virginia
(9/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Gregory N. Frankos

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Nicholas Frankos's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2010

Series 63

Date: 2/13/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2004

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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