Harold M. Lewellen

OJM GROUP

Cincinnati, OH 45236

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CRD#: 4734364

Professional summary

Harold Michael Lewellen, CFP® is a registered financial advisor currently at OJM GROUP, LLC located in Cincinnati, Ohio.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Harold has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE O'DELL GROUP LLC - INVESTMENT ADVISORY FORM. NOT INVESTMENT RELATED; CINCINATTI, OH 45236; APPROXIMATELY 5 HOURS. OWNER, 11/08-PRESENT; 2)OJM GROUP; INVESTMENT RELATED; 8044 MONTGOMERY ROAD SUITE 440 CINCINNATI, OH 45236; DIRECTOR FINANCIAL PLANNING; STARTED 10/2003; APPROXIMATELY 200 HOURS PER MONTH; 160 DURING TRADING; HELPS CLIENTS DEVELOP AND IMPLEMENT A COMPREHENSIVE FINANCIAL PLAN INCLUDING RETIREMENT, INVESTMENT AND TAX PLANNING..

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Michael Lewellen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 7, 2008 - Present

OJM GROUP, LLC

Office #1: 8044 Montgomery Road Suite 440, Cincinnati, OH 45236

RIA

CRD#: 119850

Cincinnati, OH

Past

December 18, 2009 - June 30, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CINCINNATI, OH

Past

January 1, 2004 - January 21, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/7/2008)

IAR

Texas
(12/8/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/22/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

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Contact information

Main Address

8044 Montgomery Road Suite 440, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 791-7525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OJM GROUP- INTELLIGENT PORTFOLIOS ADV PART 2A (3/20/2025)

OJM GROUP- ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,795
AUM (Assets Under Management)	$ 803,278,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harold M. Lewellen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Michael Lewellen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OJM GROUP, LLC

PURSHE KAPLAN STERLING INVESTMENTS

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

OJM GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/13/2004

SIE

Date: 6/30/2015

Series 6

Date: 12/22/2003

Current Firm

OJM GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OJM GROUP, LLC

TRUST BUT VERIFY

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