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Daniel Rayment Brady

CRD# 4734250·Registered 2003 - 2011
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Rayment Brady was a registered financial advisor. Daniel was a previously registered financial advisor and started their career in finance 2003 - 2011. Daniel had worked at 3 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
March 14, 2007 - June 7, 2011
AK CAPITAL, LLC·CRD# 35413
BD
San Francisco, CA
November 29, 2005 - March 28, 2007
CLARKSDALE CAPITAL, LLC·CRD# 127937
RIA
San Francisco, CA
December 19, 2003 - November 28, 2005

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Current Firm

VP
VTRADER PRO, LLC

VTRADER PRO, LLC

CRD#: 131920 / SEC#: 8-66525
BD
Terminated by SEC on 01/20/2013

Contact Information

Established

California since 04/29/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CSA GROUP, LLCCLASS B MEMBER—
VT BROKERAGE GROUP, LLCCLASS A MEMBER—
ANDERSON, GARY LEECHIEF EXECUTIVE OFFICER1091680
HAGNER, CHARLES PHILIP IIICHIEF COMPLIANCE OFFICER2060754
WHITE BAY SECURITIES USVI, LLCCLASS A MEMBER—

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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