Kevin S. Allen

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CRD#: 4734150

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Scott Allen, CFP®, who also goes by Scott Scott Allen, Scott Allen, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2003. Kevin had worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Scott Allen | Scott Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Past

March 27, 2024 - May 20, 2025

MCCORMACK FINANCIAL PLANNING INC.

RIA

CRD#: 136857

ATLANTA, GA

Past

March 27, 2024 - May 19, 2025

DEMPSEY LORD SMITH, LLC

CRD#: 141238

ATLANTA, GA

Past

January 31, 2024 - February 16, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

January 29, 2024 - February 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

March 30, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Atlanta, GA

Past

January 26, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Atlanta, GA

Past

February 26, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

ATLANTA, GA

Past

February 26, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Atlanta, GA

Past

February 12, 2021 - December 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

ATLANTA, GA

Past

September 25, 2019 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Chattanooga, TN

Past

September 25, 2019 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

CHATTANOOGA, TN

Past

September 25, 2019 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

CHATTANOOGA, TN

Past

November 5, 2018 - September 16, 2019

HARRISDIRECT LLC

RIA

CRD#: 42159

Alpharetta, GA

Past

November 5, 2018 - September 16, 2019

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

September 12, 2016 - October 25, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

CHATTANOOGA, TN

Past

July 24, 2013 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CHATTANOOGA, TN

Past

July 23, 2013 - October 25, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CHATTANOOGA, TN

Past

January 11, 2006 - June 21, 2013

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

DALTON, GA

Past

January 11, 2006 - June 21, 2013

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

DALTON, GA

Past

August 10, 2005 - January 13, 2006

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

DALTON, GA

Past

December 19, 2003 - May 3, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCORMACK FINANCIAL PLANNING INC.

CRD#: 136857 / SEC#: 801-133728

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Georgia

Registered Investment Advisory firm - (7/24/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/8/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2003

General Securities Representative Examination

Current Firm

MCCORMACK FINANCIAL PLANNING INC.

CRD#: 136857 / SEC#: 801-133728

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Georgia

Registered Investment Advisory firm - (7/24/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/8/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

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Contact information

Main Address

5605 Glenridge Drive Suite 950, Atlanta, GA 30342

Mailing Address

Phone number

(404) 236-7316

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCCORMACK FINANCIAL PLANNING WRAP FEE BROCHURE (2/5/2026)

MCCORMACK FINANCIAL PLANNING DISCLOSURE BROCHURE (2/5/2026)

Regulatory assets under management

Total Number of Accounts	549
AUM (Assets Under Management)	$ 115,737,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin S. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MCCORMACK FINANCIAL PLANNING INC.

DEMPSEY LORD SMITH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T ASSET MANAGEMENT, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MCCORMACK FINANCIAL PLANNING INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2003

Current Firm

MCCORMACK FINANCIAL PLANNING INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCORMACK FINANCIAL PLANNING INC.

TRUST BUT VERIFY

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