Yojna Verma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yojna Verma was a registered financial professional .
Yojna is a previously registered financial professional and started their career in finance in 2004. Yojna had worked at 7 firms and has passed the SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2021 - May 23, 2022
ACANTHUS
May 18, 2021 - May 16, 2022
GRAFINE CAPITAL PARTNERS LLC
May 22, 2014 - March 27, 2020
BTIG, LLC
August 12, 2013 - April 24, 2014
ATEL SECURITIES CORPORATION
June 24, 2010 - April 2, 2013
MORGAN STANLEY & CO. LLC
November 28, 2005 - June 22, 2010
CREDIT SUISSE SECURITIES (USA) LLC
March 26, 2004 - October 5, 2005
SRT SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACANTHUS
CRD#: 296836 / SEC#: , 8-70116
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILKINSON, DENYS PAUL WILFRED | CHIEF COMPLIANCE OFFICER/DIRECTOR | 6516138 |
| AZARY, DENNIS MICHAEL | FINOP |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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