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Christopher Arnold Ray

BOSTON PARTNERS SECURITIES, L.L.C.
BOSTON, MA
·CRD# 4734023·22 years experience

Professional Summary

Christopher Arnold Ray, who also goes by Christopher Arnold Ray, Chris Ray, Christopher Ray, is a registered financial advisor currently at BOSTON PARTNERS SECURITIES, L.L.C. located in Boston, Massachusetts. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Arnold Ray, Chris Ray, Christopher Ray

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

BOSTON PARTNERS SECURITIES, L.L.C.·CRD# 2998
BD
One Beacon Street- 30th Floor, Boston, MA 02108
September 22, 2026 - Present
PENSION & WEALTH MANAGEMENT ADVISORS·CRD# 309546
RIA
Waltham, MA
June 24, 2026 - October 8, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Boston, MA
June 9, 2018 - August 7, 2026
MAN INVESTMENTS INC.·CRD# 15770
BD
Boston, MA
July 24, 2015 - January 6, 2017
MARSH SECURITIES LLC·CRD# 103846
BD
Boston, MA
December 21, 2005 - October 15, 2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
March 18, 2004 - August 16, 2005

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Current Firm

BP
BOSTON PARTNERS SECURITIES, L.L.C.

BOSTON PARTNERS SECURITIES, L.L.C. | WEISS, PECK & GREER, L.L.C. | WEISS, PECK & GREER INVESTMENTS | WEISS PECK & GREER LLC | WEISS PECK & GREER | ROBECO USA, L.L.C. | ROBECO USA BROKERAGE SERVICES | ROBECO SECURITIES, L.L.C. | ROBECO INVESTMENT MANAGEMENT

CRD#: 2998 / SEC#: 8-15648
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Beacon Street- 30th Floor, Boston, MA 02108

Mailing Address

One Beacon Street- 30th Floor, Boston, MA 02108

Phone Number

(617) 832-8200

Established

Delaware since 05/21/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BOSTON PARTNERSOWNER124982
BOSTON PARTNERSMANAGING MEMBER124982
BUTTERLY, WILLIAM GEORGECHIEF LEGAL OFFICER2357915
HEATHWOOD, PAUL DESMONDCHIEF EXECUTIVE OFFICER4123255
KIMBALL, MICHAEL THOMASCHIEF FINANCIAL OFFICER FINOP5590417
REID, JASON LEECHIEF COMPLIANCE OFFICER3178685

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TRUSTEE, PROCTOR ACADEMY, 204 MAIN STREET, ANDOVER, , NEW HAMPSHIRE, 03216, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/10/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE, MEMBER OF INVESTMENT (CHAIR) AND FINANCE COMMITTEE 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(9/22/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2015About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Arnold Ray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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