AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CR

Christopher Arnold Ray

BOSTON PARTNERS
BOSTON, MA
·CRD# 4734023·22 years experience

Professional Summary

Christopher Arnold Ray, who also goes by Christopher Arnold Ray, Chris Ray, Christopher Ray, is a registered financial advisor currently at BOSTON PARTNERS located in Boston, Massachusetts and BOSTON PARTNERS SECURITIES, L.L.C. located in Boston, Massachusetts. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Arnold Ray, Chris Ray, Christopher Ray

Blog Corner

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
View profile
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Years of Experience

22 years in the financial services industry

Current & Past Employments

BOSTON PARTNERS·CRD# 124982
RIA
1 Beacon Street 30th Floor, Boston, MA 02108
October 22, 2026 - Present
BOSTON PARTNERS SECURITIES, L.L.C.·CRD# 2998
BD
One Beacon Street- 30th Floor, Boston, MA 02108
September 22, 2026 - Present
PENSION & WEALTH MANAGEMENT ADVISORS·CRD# 309546
RIA
Waltham, MA
June 24, 2026 - October 8, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Boston, MA
June 9, 2018 - August 7, 2026
MAN INVESTMENTS INC.·CRD# 15770
BD
Boston, MA
July 24, 2015 - January 6, 2017
MARSH SECURITIES LLC·CRD# 103846
BD
Boston, MA
December 21, 2005 - October 15, 2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
March 18, 2004 - August 16, 2005

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Current Firm

BP
BOSTON PARTNERS

BOSTON PARTNERS | ROBECO USA, INC. | ROBECO INVESTMENT MANAGEMENT, INC. | ROBECO INVESTMENT MANAGEMENT | DOING BUSINESS AS ROBECO INVESTMENT MANAGEMENT | BOSTON PARTNERS PRIVATE WEALTH | BOSTON PARTNERS GLOBAL INVESTORS, INC.

CRD#: 124982 / SEC#: 801-61786
RIA
Registered Investment Advisory firm - SEC (2/19/2003 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (9/16/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1 Beacon Street 30th Floor, Boston, MA 02108

Phone Number

(617) 832-8200

# of Employees

185

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2 - BOSTON PARTNERS GLOBAL INVESTORS 3-16-2026 ANNUAL AMENDMENT (3/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,982

AUM (Assets Under Management)

$116,165,718,248

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TRUSTEE, PROCTOR ACADEMY, 204 MAIN STREET, ANDOVER, , NEW HAMPSHIRE, 03216, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/10/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE, MEMBER OF INVESTMENT (CHAIR) AND FINANCE COMMITTEE 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BOSTON PARTNERS

BOSTON PARTNERS | ROBECO USA, INC. | ROBECO INVESTMENT MANAGEMENT, INC. | ROBECO INVESTMENT MANAGEMENT | DOING BUSINESS AS ROBECO INVESTMENT MANAGEMENT | BOSTON PARTNERS PRIVATE WEALTH | BOSTON PARTNERS GLOBAL INVESTORS, INC.

CRD#: 124982 / SEC#: 801-61786
RIA
Registered Investment Advisory firm - SEC (2/19/2003 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (9/16/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(9/22/2026)
IAR
Massachusetts
(10/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2015About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2016About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Arnold Ray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#
CR
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required