Charles A. Pokoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Anthony Pokoski was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2004. Charles had worked at 3 firms and has passed the SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - November 7, 2017
SPOT TRADING L.L.C.
March 22, 2011 - August 4, 2011
ARCHELON LLC
May 6, 2004 - October 18, 2005
TD OPTIONS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 4/17/2013
Proprietary Trader Qualification ExaminationCurrent Firm
SPOT TRADING L.L.C.
CRD#: 47666 / SEC#: , 8-51855
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
