Christopher A. Seshadri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Adam Seshadri, who also goes by Christopher Seshadri, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2018 - December 31, 2020
SAM FINANCIAL ADVISORS, LLC
January 15, 2013 - March 30, 2016
MORGAN STANLEY
January 4, 2013 - March 30, 2016
MORGAN STANLEY
November 16, 2006 - January 8, 2013
SCOTT & STRINGFELLOW, LLC
January 5, 2006 - January 8, 2013
SCOTT & STRINGFELLOW, LLC
September 17, 2004 - January 12, 2006
BERGEN CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SAM FINANCIAL ADVISORS, LLC
CRD#: 288780 / SEC#:
Contact information
Red Flags
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