Julio Izquierdo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julio Izquierdo, who also goes by Julio Runel Izquierdo, Julius Runel, was a registered financial professional .
Julio is a previously registered financial professional and started their career in finance in 2004. Julio had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2015 - June 20, 2018
EAGLE STRATEGIES LLC
June 30, 2015 - June 20, 2018
NYLIFE SECURITIES LLC
July 11, 2013 - February 19, 2015
TD AMERITRADE, INC.
July 11, 2013 - February 19, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 19, 2013 - February 19, 2015
TD AMERITRADE, INC.
February 11, 2008 - June 20, 2013
HSBC SECURITIES (USA) INC.
March 4, 2005 - December 17, 2007
CHASE INVESTMENT SERVICES CORP.
January 1, 2004 - February 26, 2005
GUNNALLEN FINANCIAL, INC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
