Maurice L. Wilson

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

Charlotte, NC

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CRD#: 4733669

Professional summary

Maurice Laval Wilson is a registered financial advisor currently at WILSON WEALTH MANAGEMENT GROUP, L. L. C. located in Charlotte, North Carolina.

Maurice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Maurice has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life, long term care, and disability insurance sales, the business id done under the current investment advisor: Wilson Wealth. It's investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maurice Laval Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2007 - Present

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

RIA

CRD#: 132912

Charlotte, NC

Past

June 8, 2004 - November 3, 2004

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 5, 2004 - April 30, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHARLOTTE, NC

Past

February 20, 2004 - April 30, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 20, 2004 - April 30, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/8/2019)

IAR

North Carolina
(4/18/2019)

IAR

South Carolina
(4/12/2007)

IAR

Tennessee
(7/23/2021)

IAR

Texas
(5/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/2004

General Securities Representative Examination

Current Firm

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

WILSON WEALTH | WILSON WEALTH MANAGEMENT GROUP, L.L.C. | WILSON WEALTH MANAGEMENT GROUP, L. L. C.

CRD#: 132912 / SEC#:

Georgia

Registered Investment Advisory firm - (7/8/2019 Approved)

North Carolina

Registered Investment Advisory firm - (10/1/2004 Approved)

South Carolina

Registered Investment Advisory firm - (1/21/2005 Approved)

Tennessee

Registered Investment Advisory firm - (7/22/2021 Approved)

Texas

Registered Investment Advisory firm - (5/14/2019 Approved)

Virginia

Registered Investment Advisory firm - (12/1/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(704) 327-3189

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	732
AUM (Assets Under Management)	$ 50,425,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maurice L. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maurice Laval Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

THE O.N. EQUITY SALES COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2004

Series 7

Date: 2/19/2004

Current Firm

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

TRUST BUT VERIFY

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