Kim T. Mortensen
Professional summary
Kim Tejls Mortensen, who also goes by Kim T Mortensen, Kim Tejls Mortensen Mr., is a registered financial advisor currently at TOTAL WEALTH PLANNING AND MANAGEMENT, INC. located in Ponte Vedra, Florida.
Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kim has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kim Tejls Mortensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2013 - Present
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
May 21, 2012 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 3, 2012 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 14, 2009 - May 8, 2012
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.
May 12, 2009 - August 7, 2012
WALNUT STREET SECURITIES, INC.
July 1, 2004 - July 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2004 - July 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/6/2013)
(6/12/2013)
Exams
Current Firm
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,264 |
| AUM (Assets Under Management) | $ 203,935,965 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
