KM
Kim T. Mortensen
TOTAL WEALTH PLANNING AND MANAGEMENT
Ponte Vedra, FL
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CRD#: 4733622
KM
Professional summary
Kim Tejls Mortensen, who also goes by Kim T Mortensen, Kim Tejls Mortensen Mr., is a registered financial advisor currently at TOTAL WEALTH PLANNING AND MANAGEMENT, INC. located in Ponte Vedra, Florida.
Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kim has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim T Mortensen | Kim Tejls Mortensen Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Engineering and Information Technologies, Inc - EGG HARBOR TWP, NJ - 01/2010 TO PRESENT - CONTRACTOR TO FAA - OTHER (PAID) - Simulation Pilot - 10 HOURS PER MONTH - 10 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED 2. TOTAL WEALTH PLANNING AND MANAGEMENT - MEDFORD, NJ - 01/2015 TO PRESENT - INDEPENDENT RIA - INVESTMENT ADVISER, administrative assistance with billing, payroll and some compliance duties - PROVIDE INVESTMENT ADVICE TO CLIENTS - 40 HOURS PER MONTH - 40 HOURS DURING TRADING HOURS - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Kim Tejls Mortensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2013 - Present
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
RIA
CRD#: 166664
Ponte Vedra, FL
Past
May 21, 2012 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
PONTE VERDA BEACH, FL
Past
May 3, 2012 - December 31, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
PONTE VEDRA BEACH, FL
Past
May 14, 2009 - May 8, 2012
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.
RIA
CRD#: 119449
BERWYN, PA
Past
May 12, 2009 - August 7, 2012
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
BERWYN, PA
Past
July 1, 2004 - July 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MARLTON, NJ
Past
February 4, 2004 - July 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MARLTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
TOMES WEALTH PLANNING AND MANAGEMENT, INC. | TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
RIA
Registered Investment Advisory firm - (5/3/2018 Approved)California
Registered Investment Advisory firm - (6/3/2018 Terminated)Florida
Registered Investment Advisory firm - (5/4/2018 Terminated)New Jersey
Registered Investment Advisory firm - (5/25/2018 Terminated)New York
Registered Investment Advisory firm - (5/4/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/7/2018 Terminated)Texas
Registered Investment Advisory firm - (5/4/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/6/2013)
IAR
New Jersey(6/12/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
TOMES WEALTH PLANNING AND MANAGEMENT, INC. | TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
RIA
Registered Investment Advisory firm - (5/3/2018 Approved)California
Registered Investment Advisory firm - (6/3/2018 Terminated)Florida
Registered Investment Advisory firm - (5/4/2018 Terminated)New Jersey
Registered Investment Advisory firm - (5/25/2018 Terminated)New York
Registered Investment Advisory firm - (5/4/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/7/2018 Terminated)Texas
Registered Investment Advisory firm - (5/4/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Ponte Vedra, FL
Mailing Address
Po Box 859, Ponte Vedra Beach, FL 32004
Phone number
(866) 568-0003
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,264 |
| AUM (Assets Under Management) | $ 203,935,965 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
