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MP

Manuel Paredes

Some features on this profile are disabled
CRD#: 4733530
MP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Manuel Paredes, who also goes by Manny Paredes, Manuel Tomas Paredes, Tomas Paredes, was a registered financial professional .

Manuel is a previously registered financial professional and started their career in finance in 2005. Manuel had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Manny Paredes | Manuel Tomas Paredes | Tomas Paredes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 6, 2018 - October 4, 2018

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
Garden City, NY
Past

November 6, 2017 - May 22, 2018

WORDEN CAPITAL MANAGEMENT LLC

BD
CRD#: 148366
New York, NY
Past

August 5, 2016 - March 29, 2017

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

December 21, 2015 - August 30, 2016

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

December 17, 2013 - December 22, 2015

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY
Past

November 14, 2012 - December 17, 2013

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

November 1, 2010 - December 20, 2012

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
NEW YORK, NY
Past

September 1, 2009 - October 29, 2010

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
RED BANK, NJ
Past

January 11, 2007 - September 1, 2009

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
NEW YORK, NY
Past

October 11, 2005 - January 12, 2007

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

June 29, 2005 - November 9, 2005

MERCER CAPITAL LTD.

BD
CRD#: 104012
NEW YORK, NY
Past

April 11, 2005 - July 27, 2005

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/23/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/2005
General Securities Representative Examination

Current Firm

FS
FIRST STANDARD FINANCIAL COMPANY LLC
FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340 / SEC#: , 8-69300

BD
Terminated by SEC on 01/04/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 03/19/2013
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CARL STANDARD AND CO. HOLDINGS LLCDIRECT OWNER

Disclosures

Regulatory Event4
Civil Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340

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