Donaldson Harper
Professional summary
Donaldson Harper JR, who also goes by Donald Harper, Donaldson Harper, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Midvale, Utah.
Donaldson is registered as a RR (Registered Representative) and started their career in finance in 2004. Donaldson has worked at 14 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donaldson Harper JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6955 S Union Park Ctr Ste 550, Midvale, UT 84047March 4, 2022 - July 7, 2025
COREBRIDGE CAPITAL SERVICES, INC.
July 20, 2020 - January 13, 2022
CUNA BROKERAGE SERVICES, INC.
July 20, 2020 - January 13, 2022
CUNA BROKERAGE SERVICES, INC.
March 21, 2018 - December 6, 2019
J.P. MORGAN SECURITIES LLC
January 25, 2018 - March 5, 2018
VALIC FINANCIAL ADVISORS, INC.
January 25, 2018 - March 5, 2018
VALIC FINANCIAL ADVISORS, INC.
September 15, 2016 - February 10, 2017
SCOTTRADE INVESTMENT MANAGEMENT
November 4, 2014 - February 10, 2017
SCOTTRADE, INC.
September 24, 2013 - October 29, 2014
VISIONARY ASSET MANAGEMENT
September 23, 2013 - October 29, 2014
NEXT FINANCIAL GROUP, INC.
September 23, 2013 - October 29, 2014
NEXT FINANCIAL GROUP, INC.
September 13, 2012 - June 5, 2013
LPL FINANCIAL LLC
September 13, 2012 - June 5, 2013
LPL FINANCIAL LLC
March 28, 2012 - September 5, 2012
CHASE INVESTMENT SERVICES CORP.
March 28, 2012 - September 5, 2012
CHASE INVESTMENT SERVICES CORP.
January 1, 2010 - March 5, 2012
INVESCO ADVISERS, INC.
May 30, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
February 2, 2004 - March 5, 2012
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 20 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
