Andrew D. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Douglas Crawford was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2004. Andrew had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2019 - June 5, 2025
CUMBERLAND ADVISORS
September 4, 2013 - November 8, 2017
TRUIST SECURITIES, INC.
January 13, 2004 - July 8, 2013
WELLS FARGO SECURITIES, LLC
Primary Firm SEC Registration
CUMBERLAND ADVISORS
CRD#: 107964 / SEC#: 801-55344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CUMBERLAND ADVISORS
CRD#: 107964 / SEC#: 801-55344
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,550 |
| AUM (Assets Under Management) | $ 3,348,228,828 |
Red Flags
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