DG
David L. Grey
FAMILY FIDUCIARY SERVICES
Beverly, MA 01915
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CRD#: 4733223
DG
Professional summary
David Lawrence Grey is a registered financial advisor currently at FAMILY FIDUCIARY SERVICES, INC. located in Beverly, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FAMILY FIDUCIARY SERVICES, INC. SERVES AS A CORPORATE TRUSTEE FOR TRUSTS AND PROVIDES INVESTMENT ADVICE THROUGH A SUB-ADVISORY RELATIONSHIP WITH GREY INVESTMENTS. ON OCTOBER 31, 2007, DAVID L. GREY BEGAN SERVING AS PRESIDENT OF FAMILY FIDUCIARY SERVICES, INC. DAVID L. GREY HAS DAY-TO-DAY RESPONSIBILITY FOR THE OPERATION, TO INCLUDE ACCOUNTING, TRUST SERVICES, ETC. FAMILY FIDUCIARY SERVICES, INC. PROVIDES INVESTMENT ADVICE. MR. GREY SPENDS 20 HOURS PER MONTH ON FAMILY FIDUCIARY BUSINESS AND NO HOURS DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Lawrence Grey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2008 - Present
FAMILY FIDUCIARY SERVICES, INC.
Office #1: 900 Cummings Center Suite 212-u, Beverly, MA 01915RIA
CRD#: 146339
Beverly, MA
Past
December 8, 2005 - February 15, 2019
GREY INVESTMENTS LLC
RIA
CRD#: 128654
BEVERLY, MA
Past
February 13, 2004 - December 31, 2004
GREY INVESTMENTS LLC
RIA
CRD#: 128654
SALEM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FAMILY FIDUCIARY SERVICES, INC.
FAMILY FIDUCIARY SERVICES, INC.
CRD#: 146339 / SEC#: 801-119095
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Massachusetts
Registered Investment Advisory firm - (8/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(4/2/2008)
Current Firm
FF
FAMILY FIDUCIARY SERVICES, INC.
FAMILY FIDUCIARY SERVICES, INC.
CRD#: 146339 / SEC#: 801-119095
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Massachusetts
Registered Investment Advisory firm - (8/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
900 Cummings Center Suite 212-u, Beverly, MA 01915
Mailing Address
Phone number
(978) 922-0050
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 204,810,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/19/2024 | ||
| 11/30/2023 | ||
| 08/16/2022 |
Red Flags
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Company Information
FAMILY FIDUCIARY SERVICES, INC.
CRD#: 146339Beverly, MA 01915TRUST BUT VERIFY
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