Juan C. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Carlos Hernandez, who also goes by Juan C Hernandez, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2003. Juan had worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2024 - May 1, 2026
HAZARD & SIEGEL, INC.
January 3, 2024 - January 16, 2024
TRANSAMERICA CAPITAL, LLC
August 26, 2023 - December 31, 2023
TRANSAMERICA CAPITAL, LLC
December 19, 2003 - October 25, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/25/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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