Patrick J. Leary
Professional summary
Patrick James Leary is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Minneapolis, Minnesota.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2004. Patrick has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick James Leary's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2022 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 323 Washington Ave N. Office 19, Minneapolis, MN 55401September 30, 2021 - January 25, 2022
MESIROW FINANCIAL, INC.
April 9, 2007 - September 9, 2021
INSPEREX LLC
April 11, 2005 - March 7, 2007
R. SEELAUS & CO., LLC
January 1, 2004 - March 31, 2005
CETERA INVESTMENT SERVICES LLC
January 1, 2004 - March 31, 2005
GUARANTY BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2022)
(9/6/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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