PH
Patrick W. Hassett
SPC
Shelby Township, MI 48317
Some features on this profile are disabled
CRD#: 4732912
PH
Professional summary
Patrick William Hassett, who also goes by Patrick Hassett, is a registered financial advisor currently at SPC located in Shelby Township, Michigan and SIGMA FINANCIAL CORPORATION located in Shelby Township, Michigan.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Hassett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Donadio Financial Services, Shelby Twp, MI. Name used for financial services through Sigma Financial Corp. Start date: 2/16/23, approx. 60 hrs/mo. INV REL: Y Donadio & Associates Inc, Shelby Twp, MI. Insurance agent for the sale of non-variable insurance products. Start Feb 2023, approx. 1 hr/mo. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Patrick William Hassett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2023 - Present
SPC
Office #1: 49479 Van Dyke Avenue, Shelby Township, MI 48317RIA
CRD#: 110692
Shelby Township, MI
Current
February 16, 2023 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 49479 Van Dyke Ave., Shelby Township, MI 48317BD
CRD#: 14303
Shelby Township, MI
Past
November 29, 2017 - February 27, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
SHELBY TOWNSHIP, MI
Past
November 29, 2017 - February 27, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
SHELBY TOWNSHIP, MI
Past
October 7, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
Shelby TWP, MI
Past
March 29, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
Shelby TWP, MI
Past
July 2, 2010 - March 1, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SOUTHFIELD, MI
Past
December 4, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
TROY, MI
Past
December 4, 2003 - March 1, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(2/16/2023)
RR
Michigan(2/16/2023)
IAR
Michigan(2/16/2023)
RR
Nebraska(2/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
