Shirley Washburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirley Washburn, who also goes by Shirley Chew, Shirley Christensen, was a registered financial professional .
Shirley is a previously registered financial professional and started their career in finance in 2004. Shirley had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2007 - April 12, 2018
CAPITAL ONE ADVISORS, LLC
October 2, 2007 - April 12, 2018
CAPITAL ONE INVESTING, LLC
February 28, 2005 - August 13, 2007
FIRST HORIZON ADVISORS, INC.
February 28, 2005 - August 13, 2007
FIRST HORIZON ADVISORS, INC.
May 11, 2004 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 5, 2004 - February 10, 2005
IDS LIFE INSURANCE COMPANY
April 5, 2004 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
