Vikram Kapoor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vikram Kapoor was a registered financial professional .
Vikram is a previously registered financial professional and started their career in finance in 2003. Vikram had worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - August 29, 2022
ANKURA CAPITAL ADVISORS, LLC
January 29, 2004 - December 17, 2004
NATIONAL SECURITIES CORPORATION
November 25, 2003 - January 30, 2004
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 6/17/2019
Securities Trader ExamCurrent Firm
ANKURA CAPITAL ADVISORS, LLC
CRD#: 114155 / SEC#: , 8-53403
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
