BR
Blair I. Rothstein
REGISTER FINANCIAL ADVISORS
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 4732734
BR
Professional summary
Blair Ian Rothstein, CFP®, who also goes by Blair Rothstein, is a registered financial advisor currently at REGISTER FINANCIAL ADVISORS, LLC located in Atlanta, Georgia and REGISTER FINANCIAL ASSOCIATES, INC. located in Atlanta, Georgia.
Blair is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Blair has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Blair Rothstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REGISTER FINANCIAL ADVISORS LLC, 3500 LENOX RD., STE 1700, ATLANTA, GA 30326, YES INVESTMENT RELATED, NOT A PRIVATE SECURITIES TRANSACTION, RECEIVE QUARTERLY FEES, NATURE OF BUSINESS: FINANCIAL SERVICES, INVESTEMENT ADVISOR: PROVIDE ADVISOR SERVICES TO CLIENTS, STARTED 6/17/2008, 100HRS/MONTH ABOUT 100HRS/MONTH DURING TRADING HOURS. 2) BLYNKIR, LLC, A GEORGIA LIMITED LIABILITY COMPANY, NORTHLAND DRIVE, ATLANTA, GEORGIA 30342, NOT INVESTMENT RELATED, REAL ESTATE, NATURE OF OTHER BUSINESS: ACQUIRING, INVESTING IN, OWNING, DEVELOPING, MANAGING, HOLDING, AND DISPOSING OF REAL ESTATE AND INTERESTS IN REAL ESTATE. TITLE: MEMBER SINCE 3/15/2016 & MANAGER AS OF 7/2020, 2 HOUR PER MONTH SPENT AFTER TRADING HOURS. 3) Private Investor in Park East Apartments LLC. Limited Partnership in an apartment complex. I devote no time to this investment. Address is 2701 NW Boca Raton Blvd., Suite 202 Boca Raton, FL 33431 4) Congregation Shearith Israel, 1180 University Dr. NE Atlanta GA 30306, Non-Investment related, non-profit organization, Synagogue Board of Trustees, start date March 12, 2023. I serve as Chair of the Board of Trustees. I devote 8 hours per month outside of trading hours. 5) EMC Partnership No. 5, LLC, Atlanta GA, Non-Investment related, Nature of business: Real Estate ownership, Position: Member, started June 20, 2016, 0 hours/month, passive investment, no responsibilities. 6) Atlanta Jewish Foundation Advisory Board and Foundation Investment Committee. The Foundation falls under the Atlanta Jewish Federation of Greater Atlanta, 1440 Spring St NW, Atlanta GA 30309. Investment related Nature of business: non-profit, community work. Started with the Investment Committee in 2011. Spend less than 1 hour per month outside of securities trading hours on Committee matters. The Investment Committee has the responsibility for overseeing the investments of all assets, including making recommendations on investment managers and developing investment strategies. 7) Woodward Academy Investment Committee, Investment related, 1662 Rugby Ave, College Park, GA 30337, I'll be joining the Investment Committee- the Committee sets the asset allocation, monitors the investments, oversees the spending policy, and establishes the investment goals. Committee member started April 16, 2025, one hour per month, one hour per month during securities trading hours. Assisting with the Investment Committee responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Blair Ian Rothstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 17, 2008 - Present
REGISTER FINANCIAL ADVISORS, LLC
Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326RIA
CRD#: 143884
Atlanta, GA
Current
July 28, 2006 - Present
REGISTER FINANCIAL ASSOCIATES, INC.
Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326BD
CRD#: 30568
Atlanta, GA
Past
July 28, 2006 - August 14, 2007
REGISTER FINANCIAL ASSOCIATES, INC.
RIA
CRD#: 30568
ATLANTA, GA
Past
August 9, 2004 - August 10, 2006
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
January 26, 2004 - August 10, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REGISTER FINANCIAL ADVISORS, LLC
REGISTER & AKERS ADVISORY SERVICES, LLC. | REGISTER FINANCIAL ADVISORS, LLC | REGISTER AND AKERS MANAGEMENT SERVICES, LLC
CRD#: 143884 / SEC#: 801-81190
RIA
Registered Investment Advisory firm - (4/17/2015 Approved)Alabama
Registered Investment Advisory firm - (4/22/2015 Terminated)Florida
Registered Investment Advisory firm - (4/17/2015 Terminated)Georgia
Registered Investment Advisory firm - (6/25/2015 Terminated)Louisiana
Registered Investment Advisory firm - (8/14/2015 Terminated)North Carolina
Registered Investment Advisory firm - (4/17/2015 Terminated)Texas
Registered Investment Advisory firm - (4/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/15/2010)
RR
California(7/28/2006)
RR
Colorado(1/3/2017)
RR
Connecticut(1/3/2019)
RR
Florida(7/28/2006)
RR
Georgia(7/28/2006)
IAR
Georgia(6/17/2008)
RR
Illinois(1/3/2023)
RR
Indiana(3/11/2010)
RR
Louisiana(7/28/2006)
RR
Massachusetts(1/14/2011)
RR
Missouri(2/15/2019)
RR
New Jersey(3/20/2013)
RR
New Mexico(7/8/2020)
RR
New York(11/30/2006)
RR
North Carolina(1/2/2020)
RR
Ohio(1/2/2020)
RR
Oklahoma(10/7/2025)
RR
Pennsylvania(10/23/2007)
RR
Rhode Island(7/29/2014)
RR
South Carolina(1/3/2019)
RR
Tennessee(10/12/2022)
RR
Texas(7/28/2006)
RR
Vermont(11/30/2023)
RR
Wisconsin(12/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RF
REGISTER FINANCIAL ADVISORS, LLC
REGISTER & AKERS ADVISORY SERVICES, LLC. | REGISTER FINANCIAL ADVISORS, LLC | REGISTER AND AKERS MANAGEMENT SERVICES, LLC
CRD#: 143884 / SEC#: 801-81190
RIA
Registered Investment Advisory firm - (4/17/2015 Approved)Alabama
Registered Investment Advisory firm - (4/22/2015 Terminated)Florida
Registered Investment Advisory firm - (4/17/2015 Terminated)Georgia
Registered Investment Advisory firm - (6/25/2015 Terminated)Louisiana
Registered Investment Advisory firm - (8/14/2015 Terminated)North Carolina
Registered Investment Advisory firm - (4/17/2015 Terminated)Texas
Registered Investment Advisory firm - (4/17/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Mailing Address
Phone number
(404) 364-2180
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 835 |
| AUM (Assets Under Management) | $ 396,907,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
