George A. Sakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Anthony Sakis was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2004. George had worked at 5 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2020 - March 3, 2021
ARCTIC SECURITIES LLC
September 5, 2017 - April 29, 2020
HOLD BROTHERS CAPITAL LLC
June 8, 2010 - November 29, 2016
DNB MARKETS, INC.
May 31, 2006 - June 9, 2010
PARETO SECURITIES INC.
January 1, 2004 - May 9, 2006
HANDELSBANKEN MARKETS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/17/2004
Limited Representative-Equity Trader ExamCurrent Firm
ARCTIC SECURITIES LLC
CRD#: 174423 / SEC#: , 8-69571
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
