Stacy J. Tomlinson
Professional summary
Stacy J Tomlinson, who also goes by Stacy J Brueggen, Stacy Brueggen, Stacy Jean Lyga, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.
Stacy is registered as a RR (Registered Representative) and started their career in finance in 2003. Stacy has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stacy J Tomlinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2024 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 1301 S Harrison Street, Fort Wayne, IN 46802June 25, 2018 - May 8, 2024
OSAIC FA, INC.
June 25, 2018 - May 1, 2024
OSAIC FA, INC.
March 20, 2014 - June 4, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 20, 2014 - June 4, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 24, 2011 - January 2, 2014
RUSSELL INVESTMENTS
June 22, 2011 - January 2, 2014
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
August 1, 2008 - May 20, 2011
FINTEGRA, LLC
May 25, 2005 - July 31, 2008
EQUITABLE ADVISORS, LLC
December 2, 2003 - March 25, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2024)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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