Elizabeth A. Barrett
HIGHROAD WEALTH ADVISERS
Rochester, NY 14625
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CRD#: 4732033
Professional summary
Elizabeth Ann Barrett, CFP®, who also goes by Elizabeth Barrett, is a registered financial advisor currently at HIGHROAD WEALTH ADVISERS, LLC located in Rochester, New York.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Elizabeth has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Core Areas of Focus
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing Management
Retirement Planning & Distribution Rules
Tax Planning
Biography
Elizabeth is very active in her community, having served on the board of The Financial Planning Association, The National Association of Women Business Owners, and The Business Advisory Council and as a diplomat at The Tower Club in Ft. Lauderdale. Elizabeth prides herself on maintaining close client relationships. Her practice has grown primarily through referrals of current clients. Elizabeth is a devoted mom to her son, Sterling. She is also an avid reader, enjoys photography, and loves to travel. She has a passion for life and for the people who are a part of hers.
Question & Answer
What are your service offerings?
Elizabeth serves as CEO and Se...
Inc.
a Registered Investment Advise...
estate planning
retirement planning
and investment management. Her...
workshops
and radio programs and to be i...
The Sun-Sentinel
Smart Money
Forbes
Money
and Kiplinger's Personal Finan...
she has the unique advantage o...
which often impact the way the...
offering comprehensive persona...
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Barrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2023 - Present
HIGHROAD WEALTH ADVISERS, LLC
Office #1: 70 Linden Oaks 3rd Floor, Rochester, NY 14625RIA
CRD#: 149362
Rochester, NY
Past
January 7, 2022 - November 1, 2022
ARMBRUSTER CAPITAL MANAGEMENT, INC.
RIA
CRD#: 151590
PITTSFORD, NY
Past
July 8, 2021 - January 20, 2022
HIGHROAD WEALTH ADVISERS, LLC
RIA
CRD#: 149362
ROCHESTER, NY
Past
January 19, 2004 - October 16, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ROCHESTER, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
HW
HIGHROAD WEALTH ADVISERS, LLC
APEX ADVISERS, LLC | NAME 706 | HIGHROAD WEALTH ADVISERS, LLC | APEX WEALTH ADVISERS, LLC
CRD#: 149362 / SEC#: 801-78007
RIA
Registered Investment Advisory firm - (1/20/2022 Terminated)New York
Registered Investment Advisory firm - (1/4/2023 Approved)PREMIUM
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Contact information
Main Address
70 Linden Oaks 3rd Floor, Rochester, NY 14625
Mailing Address
Phone number
(585) 261-0218
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,803,640 |
Red Flags
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Company Information
HIGHROAD WEALTH ADVISERS, LLC
CRD#: 149362Rochester, NY 14625TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
