Paul J. Scotto
Professional summary
Paul J Scotto, who also goes by Paul J Scotto Jr, Paul J. Scotto Jr., Paul J Scotto Jr Jr, Paul J Scotto Jr, Paul J. Scotto Jr., is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Mclean, Virginia and WELLS FARGO PRIME SERVICES, LLC located in San Francisco, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 6 firms and has passed the Series 6TO, Series 99TO, Series 22TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul J Scotto's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2022 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 1753 Pinnacle Drive, Mclean, VA 22102December 19, 2024 - Present
WELLS FARGO PRIME SERVICES, LLC
Office #1: 333 Market Street, San Francisco, CA 94105December 19, 2024 - November 4, 2025
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2024 - November 4, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 20, 2019 - August 11, 2020
WELLS FARGO SECURITIES, LLC
January 18, 2008 - January 1, 2010
UBS INTERNATIONAL INC.
November 26, 2003 - August 7, 2018
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO PRIME SERVICES, LLC
CRD#: 133068 / SEC#: , 8-66677
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | OWNER | |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| HALL, JEFFREY | CHIEF OPERATIONS OFFICER | 5292396 |
| KEARNS, WILLIAM J | MANAGER | 2127701 |
| LANGIS, DARREN JOSEPH | MANAGER | 2781108 |
| LEONE, JOHN | MANAGER | 7164476 |
| MCCOOEY, EAMON PATRICK | CEO, PRESIDENT, MANAGER | 1762536 |
| RILEY, MICHAEL FRANCIS | MANAGER | 4165280 |
| YI, SCOTT HUN | CHIEF COMPLIANCE OFFICER | 3152646 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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