CE
Christopher E. Erblich
TFO WEALTH PARTNERS
PHOENIX, AZ 85018
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CRD#: 4731912
CE
Professional summary
Christopher Edward Erblich, who also goes by Chris Erblich, Christopher E. Erblich, Christopher Erblich, is a registered financial advisor currently at TFO WEALTH PARTNERS located in Phoenix, Arizona and TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christopher has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Erblich | Christopher E. Erblich | Christopher Erblich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HUSCH BLACKWELL, LLP - NON-INVESTMENT RELATED - 5060 N. 40TH STREET SUITE 250 PHOENIX, AZ 85018 - ESTATE PLANNING - PARTNER - 02/2008 TO PRESENT - 180 HOURS PER MONTH THE MAJORITY OF WHICH OCCUR DURING SECURITIES TRADING HOURS; (2) 5060 BUILDING, LLC - INVESTMENT RELATED - 5060 N. 40TH STREET PHOENIX, AZ 85018 - REAL ESTATE - MANAGER - 05/2016 TO PRESENT - 0-5 HOURS PER MONTH HALF OF WHICH IS DURING TRADING HOURS; (3) TFO TRUST COMPANY, LLC 212 S. MAIN AVE., SUITE 145 SIOUX FALLS, SD 57104 INVESTMENT RELATED TRUST COMPANY BOARD MEMBER, INDIRECT BENEFICAL OWNER AND PRESIDENT AS OF 12/2017 0-10 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; (4) PHEASANT PARADISE TRUST COMPANY, LLC 212 S. MAIN AVE., SUITE 137 SIOUX FALLS, SD 57104, INVESTMENT RELATED, TRUST COMPANY, MANAGER, START DATE 03/2019, OVERSIGHT OVER MANAGEMENT MATTERS, UP TO 5 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; (5) PLL TRUST COMPANY, LLC 212 S. MAIN AVE., SUITE 138 SIOUX FALLS, SD 57104, INVESTMENT RELATED, TRUST COMPANY, MANAGER, START DATE 10/2019, OVERSIGHT OVER MANAGEMENT MATTERS, UP TO 5 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; (6) TFO MARKETING PARTNERS, LLC; 1440 ARROWHEAD DRIVE, MAUMEE, OH 43537 - NON-INVESTMENT RELATED, MARKETING COMPANY, INDIRECT OWNER, MANAGER, 03/01/2021 ;1 HOUR PER MONTH; (7) RIGHTTRAK, LLC;1440 ARROWHEAD DRIVE, MAUMEE, OH 43537- NON-INVESTMENT RELATED, FINANCIAL EDUCATION & INTELLECTUAL PROPERTY, INDIRECT OWNER, MANAGER OF TFO MARKETING (MANAGING LLC) 03/01/2021, 0-1 HOUR PER MONTH; (8) GAME 6 HOLDINGS, LLC; 5060 N 40TH STREET SUITE 250, PHOENIX AZ 85018; NON-INVESTMENT RELATED; HOLDING COMPANY (50% OWNER OF TFO-TDC, LLC), MANAGER; 12/31/2020 ;40 HOURS PER MONTH; (9) BOWHEAD LLC; INVESTMENT-RELATED; 1440 ARROWHEAD, MAUMEE, OH 43537; PRIVATE EQUITY/REAL ESTATE INVESTMENTS-PASSIVE; 25% OWNER, 01/17/2022; ZERO HOURS PER MONTH; (10) TFO PARTNERS, INC; NON-INVESTMENT RELATED; CORPORATION TRUST CENTER, 1209 ORANGE ST., WILMINGTON, DE 19801; HOLDING COMPANY; DIRECTOR, CEO, PRESIDENT, SECRETARY, TREASURER; 01/2023; 0-5 HOURS PER MONTH; 2-3 HOURS PER MONTH DURING TRADING HOURS; (11) 7237 FORSYTH, LLC; NON-INVESTMENT RELATED; 7237 FORSYTH BLVD., ST LOUIS, MO 63105-19801; RESIDENTIAL RENTAL PROPERTY; OWNER; 01/2024; ZERO HOURS PER MONTH (12) PEM REF I GP, LLC / INVESTMENT-RELATED / 5050 N. 40TH ST, SUITE 300, PHOENIX, AZ 85018 / PRIVATE FUND GENERAL PARTNER / START DATE 12/31/24 / APPROXIMATELY 6-10 HOURS PER MONTH, 1-5HOURS PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Edward Erblich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2004 - Present
TFO WEALTH PARTNERS
Office #1: 5060 North 40th Street, Phoenix, AZ 85018RIA
CRD#: 124407
PHOENIX, AZ
Current
December 21, 2011 - Present
TFO FAMILY OFFICE PARTNERS
Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018RIA
CRD#: 159440
Phoenix, AZ
Past
November 15, 2016 - March 29, 2017
ONE TO ONE, LLC
RIA
CRD#: 284717
MAUMEE, OH
Past
March 31, 2008 - July 7, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
ST. LOUIS, MA
Past
March 19, 2008 - July 7, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST. LOUIS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TFO WEALTH PARTNERS
HUSCH FAMILY OFFICE, LLC | WVC WEALTH ADVISORS | TFO-TDC, LLC | TFO WEALTH PARTNERS, LLC | TFO WEALTH PARTNERS | TFO PHOENIX, LLC | TFO PHOENIX | TFO | TDC VIRGINIA | TDC ST. LOUIS, LLC | TDC ST. LOUIS | TDC INVESTMENT ADVISORY | TDC DENVER | TDC CALIFORNIA | SYNERGY WEALTH PARTNERS | SYNERGY INVESTMENT MANAGEMENT | RFG INVESTMENT ADVISORY
CRD#: 124407 / SEC#: 801-62074
RIA
Registered Investment Advisory firm - (5/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/17/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TW
TFO WEALTH PARTNERS
HUSCH FAMILY OFFICE, LLC | WVC WEALTH ADVISORS | TFO-TDC, LLC | TFO WEALTH PARTNERS, LLC | TFO WEALTH PARTNERS | TFO PHOENIX, LLC | TFO PHOENIX | TFO | TDC VIRGINIA | TDC ST. LOUIS, LLC | TDC ST. LOUIS | TDC INVESTMENT ADVISORY | TDC DENVER | TDC CALIFORNIA | SYNERGY WEALTH PARTNERS | SYNERGY INVESTMENT MANAGEMENT | RFG INVESTMENT ADVISORY
CRD#: 124407 / SEC#: 801-62074
RIA
Registered Investment Advisory firm - (5/28/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1440 Arrowhead Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 891-9999
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,141 |
| AUM (Assets Under Management) | $ 4,852,786,561 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/21/2023 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
