Brian Jeffery Breen
CFP®Professional Summary
Brian Jeffery Breen, CFP®, who also goes by Brian Jeffrey Breen, is a registered financial advisor currently at BREEN WEALTH MANAGEMENT, LLC located in Petaluma, California. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 10 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Jeffrey Breen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
BREEN WEALTH MANAGEMENT, LLC
Contact Information
Main Address
200 Kentucky St. 2nd Floor Suite C, Petaluma, CA 94952Phone Number
(707) 595-6556# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
626AUM (Assets Under Management)
$318,842,453Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BREEN WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(2/22/2017)
(4/2/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Jeffery Breen's CRS (Customer Relationship Summary).
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LPL FINANCIAL LLC
