SW
Simon Weinstock
HORNOR, TOWNSEND & KENT
NEW YORK, NY 10007
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CRD#: 4731581
SW
Simon WeinstockHORNOR, TOWNSEND & KENT
Professional summary
Simon Weinstock is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in New York, New York.
Simon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Simon has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INS BROKERAGE | INVEST RELATED: YES | DBA: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NY, NY 10007 | START DATE: 02/13/24 | NATURE OF ACTIVITY: INS BROKERAGE | APPROX HRS/MTH: 40 | APPROX TRADING HRS/MTH: 40 | DESCRIPTION OF DUTIES: INS SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL ALSO MANAGER UNDERWRITING 2) INS BROKERAGE | INVEST RELATED: YES | DBA: STAR LITE BROKERAGE | POSITION HELD: OWNER | ADDRESS: 52 BACKERTOWN RD, UNIT 506, MONROE, NY 10950 | START DATE: 02/13/24 | NATURE OF ACTIVITY: FIXED LIFE INS AND FIXED ANNUITIES | APPROX HRS/MTH: 40 | APPROX TRADING HRS/MTH: 40 | DESCRIPTION OF DUTIES: INS SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL 3) INS BROKERAGE | INVEST RELATED: YES | DBA: STAR LIFE PARTNERS | POSITION HELD: MARKETING CONSULTANT-UNDERWRITING SPECIALIST | ADDRESS: 4901 16 AVE, BROOKLYN, NY 11204 | START DATE: 02/13/24 | NATURE OF ACTIVITY: FIXED LIFE INS AND FIXED ANNUITY SALES AND MARKETING | APPROX HRS/MTH: 10 | APPROX TRADING HRS/MTH: 10 | DESCRIPTION OF DUTIES: MARKETING CONSULTANT - UNDERWRITING SPECIALIST FIXED LIFE INS AND FIXED ANNUITY SALES AND MARKETING. 4) SIMON WEINSTOCK | INVEST RELATED: NO | DBA: NA | POSITION HELD: OWNER | ADDRESS: 2 VAN BUREN DRIVE, UNIT 221, MONROE, NY 10950 | START DATE: 02/13/24 | NATURE OF ACTIVITY: REAL ESTATE HOLDINGS/RENTALS | APPROX HRS/PER MTH: 2 | APPROX TRADING HRS/MTH: 2 | DESCRIPTION OF DUTIES: COLLECT RENTS. 5) GUARDIANSHIP|POSITION: Guardian |NATURE: Court appointed Guardian for 2 adults who need help with ADLs | INVEST RELATED: No # OF HOURS: 10|SECURITIES TRADING HOURS: 2 START DATE: 08/20/24|ADDRESS: 2 Van Buren Drive, 221, Monroe NY 10950 |DESCRIPTION: Personal care: Making decisions about the ward's healthcare, living arrangements, and personal care. This could include deciding where the ward will live, and arranging for meals, transportation, clothing, recreation, and health care. Estate: Managing the ward's property, finances, and legal affairs. This could include making a budget, paying bills, investing money, collecting income, and protecting assets. Taxes: Paying the ward's taxes. Public benefits: Applying for available public benefits and resources for the ward. Decision-making: Engaging the ward in the decision-making process, ensuring that their preferences and desires are known, considered, and achieved to the fullest extent possible 6) WEINSTOCK FAMILIY TRUST DBA: DBA The B Weinstock 2019 Trust | POSITION: Trustee NATURE: Family Trust | INVEST RELATED: No | # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/11/19 | ADDRESS: 2 Van Buren Drive, 221, Monroe NY 10950 | DESCRIPTION: Managing the trust This includes ensuring that the trust assets are aligned with the goals, objectives, and risk tolerance level of the trust and the grantors. Managing Trust Insurance policies Managing Trust Real Property .Distributing assets 7) GEDID FINANCIAL ALLIANCE | POSITION: Proprietor/Owner NATURE: Life Ins brokerage INVEST RELATED: Yes NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 4 START DATE: 12/05/24 | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | DESCRIPTION: I recruit, train, and manage financial professionals while also providing tailored financial solutions through personal sales. My role combines leadership, client advisory, and business development to drive success for my team and clients. 8) KEHAL AHAVAS HASHEM OF TAMPA BAY|POSITION: Director|NATURE: Nonprofit religious and community organization (synagogue) providing religious and related civic services, including eruv, mikvah, and kashrut oversight. INVEST RELATED: No|# OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/17/26|ADDRESS: 5414 Salt Plains Ct,, Wimauma, FL 33598|DESCRIPTION: Uncompensated board service for a nonprofit religious and civic organization; governance and oversight only (dues, collections, expense review). No check-writing authority, account control, or client solicitation.
CRS (Client Relationship Summary) - RIA
Click below to view Simon Weinstock's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Simon Weinstock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 30 Vesey St 9th Floor, New York, NY 10007Office #2: 52 Bakertown Rd, Monroe, NY 10950RIA
BD
CRD#: 4031
NEW YORK, NY
Current
June 3, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 30 Vesey St 9th Floor, New York, NY 10007Office #2: 52 Bakertown Rd, Monroe, NY 10950RIA
BD
CRD#: 4031
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/29/2025)
IAR
Florida(6/2/2025)
RR
New Jersey(5/7/2025)
RR
New York(7/19/2024)
IAR
New York(8/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
