Jammie A. Serrano
Professional summary
Jammie Annette Serrano, who also goes by Jammie Annette Kirkham, Jammie Annette Nelson, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Topeka, Kansas.
Jammie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jammie has worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jammie Annette Serrano's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2016 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614January 4, 2011 - April 11, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
April 6, 2010 - July 26, 2010
THE O.N. EQUITY SALES COMPANY
October 11, 2006 - January 24, 2007
SECURITY DISTRIBUTORS
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/27/2016)
(4/26/2016)
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Topeka, KS 66614TRUST BUT VERIFY
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