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Christine Wright Roper

CRD# 473115·Registered 1973 - 2004
Previously Registered: Being a previously registered professional could mean that Christine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christine Wright Roper, who also goes by Christine Beverly Wright, was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 1973 - 2004. Christine had worked at 4 firms and has passed the Series 65, Series 63, Series 1 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christine Beverly Wright

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

BATEMAN EICHLER & CO., LLC·CRD# 103480
BD
Santa Monica, CA
June 19, 2000 - December 31, 2004
ALETHEIA SECURITIES, INC.,·CRD# 44784
BD
Santa Monica, CA
January 5, 2000 - January 7, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - February 1, 2000
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
June 4, 1973 - September 4, 1990

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Current Firm

BE
BATEMAN EICHLER & CO., LLC

BATEMAN EICHLER & CO., LLC

CRD#: 103480 / SEC#: 8-52178
BD
Terminated by SEC on 02/15/2005

Contact Information

Established

California since 09/29/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALETHEIA RESEARCH AND MANAGEMENT, INC.HOLDING COMPANY—
EICHLER, PETER JAMES JRPRESIDENT/CEO/DIRECTOR/GSP721033
BARNES, PATRICIA CAMPMUNICIPAL PRINCIPAL/SROP/CROP/GSP/CCO1207636
PEIKIN, ROGER BEVP/FINOP/CLO/DIRECTOR—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

Series 1 — Registered Representative Examination

Passed May 1973

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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