Matthew P. Ksiazek
Professional summary
Matthew Patrick Ksiazek is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Atlanta, Georgia.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Patrick Ksiazek's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 3550 Lenox Rd Ne, Atlanta, GA 30326May 12, 2021 - August 1, 2023
CITIZENS CAPITAL MARKETS
May 30, 2014 - May 16, 2019
TRUIST SECURITIES, INC.
February 10, 2011 - June 2, 2014
BROOKWOOD ASSOCIATES, L.L.C.
April 10, 2008 - January 19, 2011
BMO CAPITAL MARKETS CORP.
May 13, 2004 - June 6, 2006
P & M CORPORATE FINANCE, LLC
November 20, 2003 - June 18, 2004
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
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