John G. Evans

HUDSON CAPITAL MANAGEMENT

Westchester, NY

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CRD#: 4730539

Professional summary

John Glyn Evans, CFP® is a registered financial advisor currently at HUDSON CAPITAL MANAGEMENT INC. located in Westchester, New York and LEIGH BALDWIN & CO., LLC located in Utica, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REAL ESTATE, PRIVATE HOME, 18 LOTHAIN RD, EULING, LONDON. 2.SEASONAL TAX PREPARER - JAN THROUGH APRIL 3. FINANCIAL PLANNING FIRST UNITED AMERICAN MEDICARE PLANNING LONGTERM CARE 401(K) LIFE INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 4, 2022 - Present

HUDSON CAPITAL MANAGEMENT INC.

RIA

CRD#: 307412

Westchester, NY

Current

March 11, 2016 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 1 Hopper Street, Utica, NY 13501

RIA

CRD#: 38751

UTICA, NY

Past

January 21, 2016 - March 2, 2016

R. F. LAFFERTY & CO., INC.

RIA

CRD#: 2498

IRVINGTON, NY

Past

April 7, 2009 - August 12, 2010

R. F. LAFFERTY & CO., INC.

RIA

CRD#: 2498

IRVINGTON, NY

Past

April 7, 2009 - March 2, 2016

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

September 17, 2007 - April 16, 2009

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

RED BANK, NJ

Past

August 3, 2007 - April 7, 2009

GARDEN STATE SECURITIES, INC.

CRD#: 10083

IRVINGTON, NY

Past

January 23, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 23, 2004 - August 7, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HARRISON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/11/2016)

Florida
(3/24/2021)

IAR

Florida
(8/18/2022)

New Jersey
(3/11/2016)

New York
(3/11/2016)

IAR

New York
(1/4/2022)

Pennsylvania
(3/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/21/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/22/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HUDSON CAPITAL MANAGEMENT INC.

HUDSON CAPITAL MANAGEMENT INC. | LEIGH BALDWIN INC. | INVESTMENT ADVISORY

CRD#: 307412 / SEC#:

Florida

Registered Investment Advisory firm - (8/18/2022 Approved)

New York

Registered Investment Advisory firm - (3/4/2020 Approved)

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Contact information

Main Address

70 Sunnyside Place,, Irvington, NY 10533

Mailing Address

30 Wall St 08th Floor, Nyc, NY 10005

Phone number

(917) 720-2153

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 17,100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John G. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Glyn Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

R. F. LAFFERTY & CO., INC.

R. F. LAFFERTY & CO., INC.

R. F. LAFFERTY & CO., INC.

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2004

SIE

Date: 10/1/2018

Series 3

Date: 3/21/2009

Series 7

Date: 1/22/2004

FINRA

Current Firm

HUDSON CAPITAL MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUDSON CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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